-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTydrYKuubdkkw5njbN4WSpBu+uTo74etsahQ30LWuhDwnorsEF+UlPdH0uy2QjG yZgX5zI9MePY/cd/IsJkfw== 0001021771-03-000138.txt : 20030801 0001021771-03-000138.hdr.sgml : 20030801 20030801163229 ACCESSION NUMBER: 0001021771-03-000138 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PAM TRANSPORTATION SERVICES INC CENTRAL INDEX KEY: 0000798287 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 710633135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39193 FILM NUMBER: 03818421 BUSINESS ADDRESS: STREET 1: 297 WEST HENRI DE TONTI BLVD CITY: TONTITOWN STATE: AR ZIP: 72770 BUSINESS PHONE: 4793619111 MAIL ADDRESS: STREET 1: 297 WEST HENRI DE TONTI BLVD CITY: TONTITOWN STATE: AR ZIP: 72770 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAGNON NEIL CENTRAL INDEX KEY: 0001070170 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1775 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 pam.txt SCHEDULE 13G PAM TRANSPORTATION SERVICES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) and (d) and AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. _)1 PAM Transportation Services, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 693149106 - -------------------------------------------------------------------------------- (CUSIP Number) July 22, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP NO. 693149106 Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Neil Gagnon - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 184,318 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 137,325 EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 183,053 8 SHARED DISPOSITIVE POWER 403,201 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 586,254 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a) Name of Issuer: PAM Transportation Services, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 297 West Henri De Tonti Tontitown, Arkansas 72770 Item 2(a) Name of Person Filing: Neil Gagnon Item 2(b) Address of Principal Business Office or, if none, Residence: 1370 Avenue of the Americas Suite 2002 New York, NY 10019 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Shares, par value $.01 per share Item 2(e) CUSIP Number: 693149106 Item 3 Type of Reporting Person: Not Applicable Item 4 Ownership. Item 4(a) Amount Beneficially Owned: As of July 22, 2003, Neil Gagnon beneficially owned 586,254 shares of Common Stock of PAM Transportation Services, Inc., which amount includes (i) 126,040 shares beneficially owned by Mr. Gagnon over which he has sole voting and dispositive power; (ii) 740 shares beneficially owned by Mr. Gagnon over which he has sole voting power and shared dispositive power; (iii) 67,065 shares beneficially owned by Lois Gagnon, Mr. Gagnon's wife, over which he has shared voting and shared dispositive power; (iv) 26,685 shares held by the Lois E. and Neil E. Gagnon Foundation (the "Foundation"), of which Mr. Gagnon is a trustee and over which he has shared voting and shared dispositive power; (v) 24,165 shares held by the Gagnon Family Limited Partnership (the "Partnership") of which Mr. Gagnon is a partner and over which he has shared voting and shared dispositive power; (vi) 19,410 shares held by the Gagnon Grandchildren Trust (the "Trust") over which Mr. Gagnon has dispositive but no voting power; (vii) 57,013 shares held by a hedge fund (of which Mr. Gagnon is the principal) over which Mr. Gagnon has sole dispositive and voting power; (viii) 525 shares held by the Gagnon Securities LLC P/S Plan (the "Plan") (of which Mr. Gagnon is a trustee) over which Mr. Gagnon has shared dispositive and sole voting power; and (ix) 264,611 shares held for certain customers of Gagnon Securities LLC (of which Mr. Gagnon is the Managing Member and the principal owner) over which shares Mr. Gagnon has shared dispositive but no voting power. Item 4(b) Percent of Class: 5.2% beneficially owned by Mr. Gagnon. Calculation of percentage of beneficial ownership is based on 11,288,207 shares of Issuer's Common Stock outstanding on April 30, 2003 as reported by the Issuer in its Quarterly Report filed on Form 10-Q for the period ended March 31, 2003. Item 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 184,318 (ii) shared power to vote or to direct the vote: 137,325 (iii) sole power to dispose or to direct the disposition of: 183,053 (iv) shared power to dispose or to direct the disposition of: 403,201 Items 5-9. Not applicable. Filing of this statement by the Reporting Person shall not be deemed an admission that he beneficially owns the securities reported herein as held in customer accounts at Gagnon Securities LLC, by the Foundation, the Partnership, the Trust or the Plan. Mr. Gagnon expressly disclaims beneficial ownership of all securities held in such customer accounts or by the Foundation, the Partnership or the Trust. No single client's interest as reported in the customer accounts at Gagnon Securities LLC exceeds 5% of the outstanding Common Stock. Item 10 Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 1, 2003 ------------------------ Date /s/ Neil Gagnon ------------------------ Neil Gagnon -----END PRIVACY-ENHANCED MESSAGE-----